Content about U.S. Securities and Exchange Commission

March 25, 2013

Bausch + Lomb files IPO registration with SEC

Bausch + Lomb announced that it has filed a registration statement with the U.S. Securities and Exchange Commission to take the company public.

March 18, 2013

RadioShack continues to build retail team, naming Michael De Fazio SVP store concepts

In a SEC filing, RadioShack last week confirmed it had recruited Michael De Fazio, one of the architects behind Duane Reade's new store formats, to help the small-box specialty retailer recapture some of its lost retail pizzazz.

February 6, 2013

BC Powder new sponsor of SEC

Prestige Brands announced a new sponsorship with the Southeastern Conference featuring its BC Powder analgesic brand.

December 17, 2012

GSK to submit comments on FDA smoking-cessation products hearing

The consumer products division of British drug maker GlaxoSmithKline wants its voice heard at a Food and Drug Administration hearing scheduled for next year on a section in a 2009 law to regulate tobacco products that deals with smoking-cessation products, the company said Monday.

June 29, 2012

Coty eyes up to $700M in IPO

Coty has filed to raise as much as $700 million in an initial public offering.

September 16, 2011

All eyes are turning toward Walgreens-ESI title bout

Round one between Walgreens and Express Scripts may have technically been a draw, but that still means Walgreens' appeals to benefit consultants and payers are still out there.

September 9, 2011

ESI gets hit from both sides

If this were a fist-fight, you might say Express Scripts just took the old "one-two" to the jaw — though in this case, the punches came from two different directions.

September 6, 2011

Former Duane Reade CFO Tennant gets probation in securities fraud case

Former Duane Reade CFO William Tennant was sentenced to three years of probation for his securities fraud conviction in June 2010, according to published reports.

September 6, 2011

Walgreens makes case of value outside of Express Scripts in SEC filing

Walgreens on Tuesday filed a document with the U.S. Securities and Exchange Commission titled "The Value of Walgreens" that specifically outlined what Walgreens can bring to an employer, exclusive of any relationship with a pharmacy benefit manager, such as Express Scripts.

July 29, 2011

GMDC's SEC format will be featured at the 2011 HBW Conference

Global Market Development Center on Thursday announced that its 2011 HBW Conference, which will be held in Phoenix from Sept. 9 to 12, will feature the Senior Executive Conference for the sixth time.

July 5, 2011

Thomas Dowd steps in as GNC's chief merchandising officer

Thomas Dowd has been named GNC EVP, chief merchandising officer and general manager, the company announced in a Securities and Exchange Commission filing Friday.

March 29, 2011

Report: FDA scientist charged with insider trading

One could say that a job with the Food and Drug Administration would be the perfect way to get information about upcoming drug approvals and use it to profit handsomely from buying stock in the companies that manufacture the drugs before the information reaches the public.

June 8, 2010

Former Duane Reade executives found guilty of fraud

Former Duane Reade CEO Tony Cuti was convicted Tuesday of conspiracy and securities fraud, according...